The Ukraine National Commission on Securities and Stock Market published a package of decisions spanning rulemaking, supervision and licensing, including new procedures for conducting inspections and investigations on capital markets and organised commodity markets and a new framework for recording and reviewing administrative offence cases. It also approved a draft regulation on insider information and its disclosure, alongside multiple decisions on securities issuance registration and approvals of key function holders at professional market participants. Further rulemaking actions included changes to the Commission’s 2026 rulemaking plan, repeal of some prior decisions, a procedure for conducting a “controlled service”, procedures for appointing and dismissing Commission controllers, amendments to how information is provided to state and private enforcement officers on request, and changes to an internal order dated 29 January 2026. The Commission adopted resolutions concerning draft laws on the circulation of property rights in land plots and on cloud and data centre services, approved draft decisions to amend a 2013 Commission decision, approve an industry security profile, and update its system of reference directories and classifiers, and reviewed a draft Cabinet of Ministers resolution amending government acts from 2016 and 2017. Supervisory decisions included a resolution finding no grounds to issue an approval decision for the person appointed director of LLC Financial Company «Zhytlo-Kapital». Registration and licensing decisions included registering several non-public issuances such as share issues for PrJSC «Rivnenska Fabrika Netkanykh Materialiv» and PrJSC «Zakhidenergomontazhventyliatsiia», corporate bond issues for Additional Liability Company «Yagotynskyi Maslozavod» (Series F and G), and an issuance prospectus and investment certificates for the closed-end non-diversified venture investment fund «Strimko Capital» managed by Asset Management Company «Prestige Capital», while cancelling registrations and annulling certificates for certain corporate bond issues. It also approved the charters and share registrations of multiple closed-end non-diversified venture corporate investment funds to form initial capital, confirmed that three entities meet the criteria set out in Cabinet of Ministers Resolution No. 76 of 27 January 2023, and approved a range of appointments for compliance, risk management, internal audit, financial monitoring and supervisory board roles across market participants.
Ukraine National Commission on Securities and Stock Market 2026-03-25
Ukraine National Commission on Securities and Stock Market adopts market inspection and investigation procedures and approves draft insider information disclosure rules
The Ukraine National Commission on Securities and Stock Market issued decisions on rulemaking, supervision, and licensing, including new procedures for inspections and investigations in capital and commodity markets. Key actions include a draft regulation on insider information disclosure, securities issuance registrations, and approvals of key function holders. The Commission also addressed amendments to existing regulations, registration of non-public issuances, and various appointments in compliance and risk management roles.