Following a public consultation, the Chilean Financial Market Commission (CMF) issued amendments to its rules governing how securities intermediaries and commodity exchange brokers are registered and, for securities intermediation, authorised to provide services, aligning the framework with changes introduced by the Fintech Act (Law No. 21,521). The amendments to General Rule No. 16 update procedures and requirements for enrolment in the Registry of Stockbrokers and Securities Agents and set out procedures and requirements to authorise securities intermediation services. Changes to General Rule No. 182 update the documentation required to evidence compliance with enrolment requirements for the Registry of Commodity Exchange Brokers. The CMF also published a related regulatory report alongside the amended rules.
Chile Financial Market Commission 2025-10-27
Chile's Financial Market Commission updates registration and authorisation requirements for securities intermediaries and commodity exchange brokers
The Chile Financial Market Commission has amended rules for registering securities intermediaries and commodity exchange brokers, aligning with the Fintech Act (Law No. 21,521). Updates to General Rule No. 16 and General Rule No. 182 revise enrolment procedures and documentation requirements. A regulatory report was also published with the amended rules.