Ukraine's National Securities and Stock Market Commission has launched an online testing center for approval of management and control function appointments at professional participants in capital and organized commodity markets, excluding banks. Candidates can submit documents electronically, complete testing and receive results through their personal accounts. The service implements an approval procedure that took effect on Oct. 1, 2026. The covered control functions are compliance, risk management, internal audit and financial monitoring. Testing applies to people seeking a position, those proposed for it and those already elected or appointed. Applicants submit documents using a qualified electronic signature, and the system generates a results record delivered to their personal account. Management candidates must also undergo an interview. Six candidates have already completed testing and received their results records without visiting the commission.
Ukraine's National Securities and Stock Market Commission launches online testing for management and control role approvals
Ukraine's National Securities and Stock Market Commission has introduced online testing for management and control role approvals at professional participants in capital and organized commodity markets, excluding banks. Candidates submit electronically signed documents and receive results through their personal accounts, while management candidates must also undergo an interview. Six candidates have completed testing without visiting the commission.