The Securities and Exchange Commission of Pakistan (SECP) has issued draft regulations for public consultation to introduce a structured certification framework for associated professionals in financial services. The Draft Securities and Exchange Commission of Pakistan (Certification of Associated Professionals in the Financial Services) Regulations, 2025 would make certification mandatory for financial sector professionals including intermediaries, agents, and distributors. Under the framework, SECP would notify a credible institute to run the certification process, administer examinations, and oversee Continuing Professional Education (CPE) programmes. Stakeholders have 30 days from the announcement to submit comments and suggestions.
Securites & Exchange Commission of Pakistan 2025-03-26
Securities and Exchange Commission of Pakistan launches consultation on draft certification regime for financial services professionals
The Securities and Exchange Commission of Pakistan (SECP) has released draft regulations for public consultation to establish a mandatory certification framework for financial sector professionals. The framework will require certification for intermediaries, agents, and distributors, with a designated institute managing the certification process and Continuing Professional Education (CPE) programs.