The Ontario Securities Commission has issued a temporary cease trade order against BG Wealth Group and its principals, Craig Dunkerley and Claudia Harvey, and extended the order to eight related companies operated by the individuals, as it investigates possible breaches of Ontario securities law. The conduct under investigation includes potential unregistered trading and illegal distributions. The OSC stated that none of the named entities or individuals are registered with the OSC and that they are not authorized to offer trading in securities to anyone in Ontario; the order prohibits further trading in securities by the listed entities and the named individuals.
Ontario Securities Commission 2025-02-06
Ontario Securities Commission issues temporary cease trade order against BG Wealth Group and its principals amid probe into possible unregistered trading and illegal distributions
The Ontario Securities Commission (OSC) issued a temporary cease trade order against BG Wealth Group, its principals Craig Dunkerley and Claudia Harvey, and eight related companies amid an investigation into potential breaches of Ontario securities law, focusing on unregistered trading and illegal distributions. The OSC confirmed none are registered, prohibiting them from offering or trading securities in Ontario.