The China Securities Regulatory Commission published its Several Opinions on Strengthening Protection of Small and Medium Investors in the Capital Market, setting out a comprehensive policy framework to enhance protections for retail investors. The document was drafted after wide consultation and positions the measures as an implementation outcome of the September 26, 2024 Politburo meeting call to develop policies to protect small and medium investors. The Opinions set out 23 measures across eight areas: strengthening investor protection throughout the issuance and listing process; creating a制度 environment that supports fair trading for small and medium investors; reinforcing the investor protection responsibilities of operating institutions; intensifying enforcement against illegal conduct that harms small and medium investors; advancing multi-channel mechanisms for resolving securities and futures disputes; better leveraging investor protection institutions; improving protections and mechanisms during delisting; and strengthening the legal and rule-of-law foundations for investor protection. The commission plans to work with relevant parties to strengthen coordination and drive implementation of the measures.
China Securities Regulatory Commission 2025-10-27
China Securities Regulatory Commission issues 23-measure policy package to strengthen protection of small and medium investors
The China Securities Regulatory Commission released its Several Opinions on Strengthening Protection of Small and Medium Investors in the Capital Market, outlining 23 measures to enhance retail investor protections. Developed after extensive consultation, these measures address fair trading, enforcement against illegal conduct, and dispute resolution. The commission aims to collaborate with relevant parties for effective implementation.