The Superintendency of the Securities Market of the Dominican Republic has published an update on an executive training session on regulatory compliance and bribery prevention, after which its senior leadership signed an institutional declaration of commitment on those matters. The initiative was framed around ISO 37001 and ISO 37301, which set standards for anti-bribery and compliance management systems, and forms part of the authority's strategic plan to strengthen internal processes, transparency and certified areas. The workshop covered a diagnostic review of the anti-bribery compliance system, including internal policies, risk management and the scope of certification. It also addressed relevant legal changes, including the entry into force of the new Criminal Code and its provisions on corruption and public administration, and outlined the critical path toward certification, with emphasis on public offering processes, prevention, investigation of offences and institutional procurement.
Superintendencia del Mercado de Valores de la Republica Dominicana2026-05-19
Superintendency of the Securities Market of the Dominican Republic signs anti-bribery and compliance commitment in ISO certification drive
The Superintendency of the Securities Market of the Dominican Republic reported on an executive training session on regulatory compliance and bribery prevention, after which its senior leadership signed an institutional declaration of commitment. The initiative, aligned with ISO 37001 and ISO 37301, included a diagnostic review of the anti-bribery compliance system, consideration of recent legal changes such as the new Criminal Code, and planning for certification focused on public offerings, offence prevention and investigation, and procurement.