The New Brunswick Financial and Consumer Services Commission warned that Falcon Kapstead is not registered to deal or advise in securities or derivatives in New Brunswick and urged investors to avoid unregistered firms because investor protections are not assured, clarifying that the alert applies only to the named entity and not other businesses with the same or a similar name.
New Brunswick Financial and Consumer Services Commission warns investors about unregistered Falcon Kapstead
The New Brunswick Financial and Consumer Services Commission warned investors against engaging with Falcon Kapstead, which is not registered to deal or advise in securities or derivatives in the province, citing the lack of assurance of investor protections when dealing with unregistered firms.