Ukraine’s National Commission on Securities and Stock Market (NSSMC) advanced a wide package of rule-making and supervisory measures affecting capital markets and organised commodity markets, including approving draft amendments to core regimes for trade-organisation activities, licensing, and approvals of senior management and control functions. The Commission also approved draft procedures covering the conduct of a controlled service, inspections and investigations, and the appointment and dismissal of NSSMC controllers. Alongside these measures, the NSSMC considered Cabinet of Ministers drafts linked to Ukraine’s request to accede to the OECD Council Recommendation on the General Principles of Protection of the Rights of Consumers of Financial Services, amendments to the National Energy and Climate Plan to 2030, amendments to the charter of Private JSC Ukrhydroenergo, and changes to state property policy, and approved its certificate on a draft law amending the state aid framework for application during martial law and improving monitoring. It amended NSSMC Decision No. 1284 of 25 September 2012 and NSSMC Decision No. 899 of 5 October 2021, approved amendments to its 2026 rule-making plan, and approved a draft decision to invalidate NSSMC decisions No. 14/21/2358/K03 of 30 May 2025 and No. 14/21/2659/K03 of 1 August 2025; separately, it registered and approved a set of issuance-related filings (including TAS-LOGISTIC LLC corporate bonds series K, JSC Decarbonization Fund of Ukraine shares, ULF-FINANCE LLC corporate bonds series E1 prospectus appendix, and multiple ZNVCIF share issuances and initial capital formations), confirmed compliance of REBAIL Asset Management LLC and TCP PGI LLC with Cabinet Resolution No. 76 of 27 January 2023, and approved appointments for internal audit, compliance, risk, accounting, executive and financial monitoring roles at several professional participants.
Ukraine National Commission on Securities and Stock Market 2026-02-05
Ukraine National Commission on Securities and Stock Market approves draft rules on inspections, investigations and licensing and registers multiple securities issuances
Ukraine’s National Commission on Securities and Stock Market advanced measures affecting capital and commodity markets, including trade-organisation amendments, licensing, and management approvals. It also addressed legislative drafts on consumer financial rights, energy and climate plans, and state property policy, while approving issuance-related filings and key appointments.