Panama’s Superintendency of the Securities Market has issued an investor alert concerning Alexis Alejandro Gordon Welch, stating that he is not, and has not been, the holder of any licence issued by the regulator. The SMV therefore warns that he is not authorised to conduct brokerage, portfolio management, or investment advisory business in securities, financial instruments, or forex in or from Panama. The alert is issued within the regulatory framework of Panama’s Securities Market Law and directs investors to the SMV’s Investor Alerts materials for further information.
Panama Superintendencia del Mercado de Valores 2025-09-22
Panama Superintendency of the Securities Market issues investor alert on Alexis Alejandro Gordon Welch as unlicensed
Panama’s Superintendency of the Securities Market has issued an investor alert regarding Alexis Alejandro Gordon Welch, who lacks any licence from the regulator. The alert warns that he is not authorised to conduct brokerage, portfolio management, or investment advisory business in securities, financial instruments, or forex in or from Panama.