The Vietnam State Securities Commission issued a decision to revoke Nguyen Thi Phuong Thao’s securities practising certificate after finding she had not worked in the securities profession for three consecutive years. The revocation covers securities brokerage practising certificate No. 001795/MGCK, originally issued on 22 July 2011, and was set out in Decision No. 290/QD-UBCK signed on 11 June 2025.
Vietnam State Securities Commission 2025-06-12
Vietnam State Securities Commission revokes Nguyen Thi Phuong Thao’s securities brokerage practising certificate for three-year inactivity
The Vietnam State Securities Commission revoked Nguyen Thi Phuong Thao's securities practising certificate due to her absence from the profession for three consecutive years. The revocation pertains to certificate No. 001795/MGCK, as detailed in Decision No. 290/QD-UBCK dated 11 June 2025.