The Chile Financial Market Commission has changed the effective date of its regulation that extends operational risk management requirements for securities intermediaries and commodity exchange brokers, moving implementation to 1 July 2025. The revised timing is intended to align the entry into force of the operational risk rules with General Rule No. 528, which sets instructions on integral risk management and corporate governance for the same types of firms, so that the complementary requirements take effect on the same date. The CMF has made the consolidated text of the amended regulation available on its website.
Chile Financial Market Commission 2025-01-20
Chile Financial Market Commission delays operational risk management rules for securities intermediaries and commodity exchange brokers to 1 July 2025
The Chile Financial Market Commission has postponed the implementation of its regulation extending operational risk management requirements for securities intermediaries and commodity exchange brokers to 1 July 2025. This adjustment aligns the operational risk rules with General Rule No. 528, ensuring complementary requirements take effect simultaneously. The amended regulation's consolidated text is available on the CMF website.