The National Securities and Stock Market Commission of Ukraine published a 10-point overview of its investor protection framework, covering market entry controls, ongoing supervision, disclosure requirements and warnings about suspected fraudulent investment projects. The overview restates the regulator’s role rather than announcing new requirements. The framework includes checks on firms’ capital, ownership, management and professional qualifications before licensing, followed by regular reporting and supervision. It also covers disclosure by issuers and market professionals, oversight of nonstate pension funds and work on safeguards for housing construction investment, including a proposed construction guarantee fund and escrow-based financing. The commission is also aligning regulation with European and international standards. Its work includes updating the Corporate Governance Code in line with Organisation for Economic Co-operation and Development principles, preparing virtual asset regulation based on the European Union’s Markets in Crypto-Assets Regulation and developing instruments such as covered bonds and securitization.
Ukraine National Commission on Securities and Stock Market2026-08-10
National Securities and Stock Market Commission of Ukraine reviews investor safeguards and EU standards alignment
The National Securities and Stock Market Commission of Ukraine outlined its investor protection framework, including licensing checks, ongoing supervision, disclosure rules and fraud warnings. It also reviewed work on housing and pension safeguards, EU-aligned virtual asset and corporate governance rules, and new capital market instruments.