The Ontario Securities Commission issued an investor warning stating that 19 named companies are not registered to deal or advise in securities in Ontario. The unregistered firms identified are Cosimo Asset, Exons Group, SublimeFX, Morgan Stern, Pioneer Markets, Poolin, Oubo Capital Group (also known as Oubo Capital Financial Corporation), Royal Stone Group, Crown Global Limited, Grand Imperium, XBO Invest, ProClubTeam, Vortex Momentum, SENcapitals, RMT Financial, Doxton Group, AX Select Pro, Global TI World and StoxInvest. The OSC reiterated that it maintains a warning list and publishes investor warnings and alerts about activity that may pose a risk to investors, and encouraged investors to check registration status before investing.
Ontario Securities Commission 2025-03-25
Ontario Securities Commission warns investors that 19 firms are not registered to deal or advise in securities in Ontario
The Ontario Securities Commission (OSC) issued a warning about 19 companies not registered to deal or advise in securities in Ontario, including Cosimo Asset, Exons Group, and SublimeFX. The OSC advises investors to verify registration status to avoid potential risks.