The Hong Kong Securities and Futures Commission has welcomed the Process Review Panel’s 2024-25 annual report, which sets out observations and recommendations following a comprehensive review of 60 completed or discontinued SFC cases. The recommendations are intended to help the SFC optimise regulatory effectiveness while maintaining fairness and orderliness in the financial market. The SFC indicated it will assess the recommendations to support cross-divisional collaboration, cross-agency communication and more streamlined operational procedures; the Process Review Panel is an independent body established in 2000 to review the SFC’s case handling and advise on the adequacy of internal procedures and operational guidelines.
Hong Kong Securities & Futures Commission 2025-12-31
Hong Kong Securities and Futures Commission welcomes Process Review Panel 2024-25 report recommending changes after review of 60 cases
The Hong Kong Securities and Futures Commission (SFC) acknowledged the Process Review Panel’s 2024-25 annual report, which includes observations and recommendations from a review of 60 SFC cases. The recommendations aim to enhance regulatory effectiveness and support cross-divisional and cross-agency collaboration. The SFC will evaluate these suggestions to improve operational procedures.