Ukraine National Commission on Securities and Stock Market adopts new procedures for handling offences and approves senior appointments at market participants

The Ukraine National Commission on Securities and Stock Market published its key decisions from a Commission meeting, repealing two recent Commission decisions and approving a new regulation that sets out how the regulator will record and consider cases involving offences. The Commission also cleared several senior appointments at professional securities market participants. As part of its rulemaking activity, the Commission cancelled its decisions dated 25 March 2026 (No. 15/21/4015/К03) and 7 April 2026 (No. 15/21/4148/К0), and approved the Regulation on the recording and consideration by the Commission of cases on offences. It approved the appointment of the director of LLC Ukrainian Resource Exchange, the appointment of supervisory board members at LLC K2 Invest including a chair responsible for the risk management function and a member responsible for the internal audit function, and the appointment of two board directors at LLC Smart Bond.ua including an independent non-executive director responsible for internal audit and an executive director responsible for risk management.