The Australian Securities & Investments Commission has cancelled the Australian financial services licence of ABL Funds Management Pty Ltd after the firm failed to meet statutory audit and financial reporting lodgement obligations for the financial years ending 30 June 2023, 2024 and 2025. ABL had held its licence since 20 August 2014 and was authorised to provide general financial product advice, deal in financial products, and provide custodial and depository services to wholesale clients. The cancellation is recorded on ASIC’s Professional Registers Search. ABL can apply to the Administrative Review Tribunal to seek a review of ASIC’s decision.
Australian Securities & Investments Commission 2026-04-30
Australian Securities & Investments Commission cancels ABL Funds Management licence over missed audit and financial reporting lodgements for 2023 to 2025
The Australian Securities & Investments Commission has cancelled the Australian financial services licence of ABL Funds Management Pty Ltd for failing to lodge statutory audit and financial reports for the financial years ending 30 June 2023, 2024 and 2025. The cancellation, which affects ABL’s authority to provide advice, deal in financial products and offer custodial and depository services to wholesale clients, is recorded on the regulator’s professional register, and ABL may seek review by the Administrative Review Tribunal.