Hong Kong’s Financial Services and the Treasury Bureau published the 2024-25 annual report of the Process Review Panel (PRP) for the Securities and Futures Commission (SFC), concluding that the SFC carried out the work reviewed in accordance with its internal procedures while identifying areas for procedural and guideline enhancement. The PRP reviewed 60 completed or closed cases across various areas of the SFC’s work and issued observations and recommendations. The report notes the SFC’s cooperation in facilitating the PRP’s work and a positive response to the recommendations, and has been uploaded to the bureau’s website. Public and market participants were invited to submit views on the PRP’s work.
Financial Services and the Treasury Bureau (Hong Kong) 2025-12-31
Hong Kong Financial Services and the Treasury Bureau’s Process Review Panel finds the Securities and Futures Commission followed internal procedures in 60 reviewed cases
The Financial Services and the Treasury Bureau of Hong Kong released the 2024-25 annual report of the Process Review Panel for the Securities and Futures Commission (SFC), confirming adherence to internal procedures and suggesting procedural enhancements. The review covered 60 cases, with the SFC showing cooperation and a positive response to recommendations. Public and market feedback on the PRP’s work was also invited.