The Securities and Exchange Regulator of Cambodia held a training workshop on strengthening the legal compliance of securities intermediaries, bringing together securities associations and SERC-licensed market participants to reinforce adherence to applicable laws and regulations. The programme targeted senior staff, compliance officers and company representatives across securities firms, financial and investment advisory firms, securities selling firms, central counterparties, derivatives brokers, fund management companies, trustees, and fund distribution and administration companies. Hosted at the Non-Bank Financial Services Authority building and presided over by SERC Director General Sou Socheat, the session drew nearly 100 participants and included presentations by SERC speakers followed by questions and discussion.
Securities and Exchange Regulator of Cambodia 2025-04-23
Securities and Exchange Regulator of Cambodia holds training workshop to strengthen legal compliance of securities intermediaries
The Securities and Exchange Regulator of Cambodia conducted a workshop to enhance legal compliance among securities intermediaries, involving securities associations and licensed market participants. The event, attended by nearly 100 participants, focused on reinforcing adherence to laws and regulations, with presentations and discussions led by SERC Director General Sou Socheat.