The Financial Services Regulatory Authority of Ontario (FSRA) published its Licensing and Market Conduct Enforcement Report, setting out information on its oversight of licensing and its enforcement outcomes across the sectors it regulates. The report is positioned as a transparency measure intended to support consumer confidence in working with appropriately licensed professionals. FSRA notes that most licence holders operate with integrity, and that it responds to misconduct with compliance measures including educational courses, fines and enforcement actions, with the stated aim of protecting consumers, maintaining market integrity and deterring fraud.
Financial Services Regulatory Authority of Ontario 2025-07-03
Financial Services Regulatory Authority of Ontario releases Licensing and Market Conduct Enforcement Report
The Financial Services Regulatory Authority of Ontario (FSRA) released its Licensing and Market Conduct Enforcement Report, detailing oversight and enforcement outcomes. The report aims to enhance consumer confidence by ensuring professionals are licensed and addressing misconduct through compliance measures like educational courses, fines, and enforcement actions. FSRA emphasizes its commitment to protecting consumers, maintaining market integrity, and deterring fraud.