The Ontario Securities Commission issued a Temporary Cease Trade Order against Adam Joseph Arquette and Arquette Insurance and Wealth Management, prohibiting them from trading in securities. The OSC is investigating possible breaches of Ontario securities law, including potential unregistered trading and advising and fraud. Mr. Arquette and Arquette Insurance and Wealth Management are not registered with the OSC and are not authorized to trade in securities in Ontario; the regulator also urged investors to verify registration and to contact the OSC if they have been approached by either party.
Ontario Securities Commission 2025-10-28
Ontario Securities Commission issues temporary cease trade order against Adam Joseph Arquette and Arquette Insurance and Wealth Management
The Ontario Securities Commission (OSC) issued a Temporary Cease Trade Order against Adam Joseph Arquette and Arquette Insurance and Wealth Management for potential unregistered trading, advising, and fraud. The OSC is investigating breaches of Ontario securities law, noting neither party is registered or authorized to trade in securities in Ontario. Investors should verify registration and report any contact with the parties to the OSC.