Vietnam's Ministry of Finance and the Vietnam State Securities Commission have invited feedback on a draft circular that would amend existing guidance on securities transaction surveillance and the SSC’s compliance supervision framework. The draft would revise Circular 95/2020/TT-BTC on supervising securities trading on the securities market and Circular 06/2022/TT-BTC on the SSC’s compliance supervision of securities activities carried out by the Vietnam Stock Exchange and its subsidiaries and the Vietnam Securities Depository and Clearing Corporation. Stakeholders are invited to submit comments to the SSC.
Vietnam State Securities Commission 2025-12-02
Vietnam State Securities Commission consults on draft amendments to securities transaction surveillance and compliance supervision rules
Vietnam's Ministry of Finance and the Vietnam State Securities Commission are seeking feedback on a draft circular to amend guidance on securities transaction surveillance and compliance supervision. The draft proposes revisions to Circular 95/2020/TT-BTC and Circular 06/2022/TT-BTC, affecting the Vietnam Stock Exchange and the Vietnam Securities Depository and Clearing Corporation.