The Ukraine National Commission on Securities and Stock Market published a package of law-making, licensing and supervisory decisions, including streamlined rules for concluding and executing transactions in foreign currency government bonds during martial law, approvals for proposed acquisitions of significant participations in capital market participants, and a refusal to approve DM BROK LLC’s action plan to improve its financial condition. As part of its law-making work, the Commission approved its certificates on the draft Law of Ukraine “On the Timber Market” (reg. No. 13227-2 and 13227-3) and amended NSSMC Order No. 538. On registration and licensing, it agreed the intention of LLC “BANK CENTER No. 1 FO Investments and Developments” to acquire a significant participation in LLC “AMC ‘OTP CAPITAL’”, and agreed K2 INVEST LLC’s intention to acquire significant participations in professional participants of the capital markets. It also registered the collective investment share issue and related prospectus for JSC “ZNVCIF ‘EDFORD’”. Separate approvals covered appointments of specified internal audit, supervisory board and compliance control/risk management officials at several professional participants.
Ukraine National Commission on Securities and Stock Market 2025-06-13
Ukraine National Commission on Securities and Stock Market approves planned significant participations and refuses DM BROK financial recovery plan
The Ukraine National Commission on Securities and Stock Market issued decisions on foreign currency government bonds transactions during martial law, significant participations in capital market entities, and rejected DM BROK LLC's financial improvement plan. It approved draft laws on the timber market and amended NSSMC Order No. 538. The Commission registered a collective investment share issue for JSC “ZNVCIF ‘EDFORD’” and approved key appointments at several professional participants.