The Vietnam State Securities Commission held its 2025 securities market inspection and supervision conference, reviewing recent enforcement and supervisory outcomes and setting priorities to improve detection and handling of market misconduct, including abnormal trading. Since 2020, the Commission reported deploying 321 inspection and examination teams (258 examinations and 53 inspections), including 75 examinations into trading with signs of abnormality, issuing 2,731 administrative sanctioning decisions and referring multiple serious cases to investigative authorities. Priorities for the period ahead include further completing the legal and procedural framework for supervision and enforcement, upgrading supervisory tools and building an integrated market surveillance system to support analysis, warnings and detection of potential violations, organising three-tier supervision of securities trading, strengthening information and communications to investors and market participants, and deepening coordination and information-sharing with the Ministry of Public Security and local police alongside the exchanges and the Vietnam Securities Depository and Clearing Corporation.
Vietnam State Securities Commission 2025-07-28
Vietnam State Securities Commission reports 2,731 sanctions since 2020 and sets priorities to strengthen securities market supervision
The Vietnam State Securities Commission's 2025 conference highlighted improved detection and handling of market misconduct. Since 2020, 321 inspection teams issued 2,731 administrative sanctions and referred serious cases to authorities. Future priorities include enhancing the legal framework, upgrading supervisory tools, and strengthening coordination with the Ministry of Public Security and other entities.