Ukraine National Commission on Securities and Stock Market approves final FREEDOM FINANCE UKRAINE client asset-blocking list and registers multiple exchange and issuer filings

The Ukraine National Commission on Securities and Stock Market (NSSMC) adopted a set of rule-making and licensing decisions, including approving the final list of assets of FREEDOM FINANCE UKRAINE LLC clients and depositors to which an “asset blocking” sanction applies. It also advanced draft changes affecting access to depository-system information and corporate governance rules for JSC Ukrainian Railways, and invalidated parts of a prior NSSMC decision. The rule-making items included a draft law amending Article 136 of the Law of Ukraine On Capital Markets and Organized Commodity Markets to enable the ESBU to receive information from the depository accounting system, and a draft Cabinet of Ministers resolution approving regulations for the Supervisory Board of JSC Ukrainian Railways. The NSSMC also declared invalid paragraphs 5 and 6 of its Decision No. 1336 of 10.11.2022. On registration and licensing, it registered amendments to the rules of Ukrainian Energy Exchange LLC, Ukrainian Trading Platform LLC and Ukrainian Universal Exchange LLC, approved a draft charter and registered initial share issues for JSC ZNVCIF SERECANO INVESTMENTS and JSC ZNVCIF SOFERO INVESTMENTS, registered the prospectus and investment certificate issue for the Share Mutual Investment Fund Horizont-Capital of LLC AMC PRESTIGE CAPITAL, approved amendments to the decision on the series C bond issue of KSG DNIPRO LLC where no bond prospectus is registered, and registered the report on the results of UNEX BANK JSC’s share issue without a public offer. The Commission made the relevant decisions available online.