The Ukraine National Commission on Securities and Stock Market published a set of key decisions spanning rulemaking, supervision and authorisations, including approval of draft measures on concluding and performing transactions in Ukraine’s external government loan bonds during martial law and a draft framework on financial monitoring for entities under its oversight. It also agreed a draft Cabinet of Ministers programme to adapt Ukrainian legislation to European Union law and considered a draft law aimed at attracting a strategic foreign investor into Ukraine’s capital market infrastructure. Rulemaking decisions also included amendments to the procedure for approving appointments of heads of professional capital and organised commodity market participants, internal control officials and persons responsible for financial monitoring, changes to the Commission’s 2026 rulemaking plan, and updates to the rules for open selection processes for Commission authorised officials. On the supervisory side, the Commission amended the list of client and depositor assets, including cash, of LLC Freedom Finance Ukraine that are subject to an asset-blocking sanction, and reviewed a draft Cabinet of Ministers order on the personal composition of a commission to determine a manager of complex assets. Licensing and registration actions included lifting restrictions on the securities of PrJSC ATP 13058, registering a share issuance by JSC Ukraine Decarbonization Fund without a public offering and multiple post-issuance reports, registering the results of LLC Drive Leasing’s Series A corporate bond issuance, approving amendments to the clearing rules of PJSC Settlement Center for Servicing Contracts on Financial Markets, and issuing JSC Bank of Investments and Savings a licence for depository institution activity. The Commission also took decisions on registrations relating to several venture corporate investment funds, confirmed that Smart Bond.UA, Finex-Capital, Finex-Ukraine and Farlong meet criteria set out in Cabinet of Ministers resolution dated 27 January 2023 No. 76, approved a range of senior control-function appointments at market participants, and agreed proposed acquisitions of significant stakes in LLC KUA Effective Investments and LLC KUA Coin Group.
Ukraine National Commission on Securities and Stock Market 2026-03-04
Ukraine National Commission on Securities and Stock Market advances draft wartime rules for external debt bond transactions and updates supervision and licensing actions
The Ukraine National Commission on Securities and Stock Market announced key regulatory decisions, including draft measures for transactions in external government loan bonds during martial law and a framework for financial monitoring. It approved amendments to procedures for appointing heads of market participants and internal control officials, lifted restrictions on PrJSC ATP 13058 securities, registered share issuances, approved clearing rule amendments, and issued a depository institution licence to JSC Bank of Investments and Savings.