The U.S. Securities and Exchange Commission voted to extend the compliance date to 30 June 2026 for amendments to Rule 15c3-3 that require certain broker-dealers to move from weekly to daily reserve computations under the broker-dealer customer protection rule. The daily reserve computation requirement was originally set to take effect on 31 December 2025. The SEC cited the need for additional time for broker-dealers to make necessary systems or operational changes and to test new daily processes to avoid operational challenges in meeting the original deadline.
U.S. Securities & Exchange Commission 2025-06-25
U.S. Securities and Exchange Commission extends broker-dealer daily reserve computation compliance date to 30 June 2026
The U.S. Securities and Exchange Commission has extended the compliance date to 30 June 2026 for amendments to Rule 15c3-3, requiring certain broker-dealers to shift from weekly to daily reserve computations. This extension allows additional time for necessary system changes and testing to prevent operational challenges.