Ukraine’s National Commission on Securities and Stock Market (NSSMC) published a set of decisions spanning rulemaking, supervision, and registration and licensing. The Commission amended the Strategy for the Development of the Financial Sector of Ukraine, updated its 2025 rulemaking plan, and approved a range of amendments and draft amendments to NSSMC decisions, including proposed changes to rules governing the submission of financial statements and to the regulation on issuing, registering, and cancelling registration of share issues. It also approved the Commission’s certificate on the draft Law of Ukraine “On Property Appraisal” and a draft Cabinet of Ministers order on submitting proposals for personal special economic and other restrictive measures, aligned with sanctions decisions of the Office of Foreign Assets Control of the US Department of the Treasury (OFAC). Operationally, the NSSMC approved appointments for key control and management roles at several professional market participants, including an internal auditor, a financial monitoring officer, a compliance manager and risk manager, and a director. In supervision, it recorded that LLC “AMC TERSIN” approved an action plan to improve its financial condition and established that LLC “AMC CLOVER ASSET MANAGEMENT” meets criteria set in Cabinet of Ministers Resolution No. 76 of 27 January 2023. On market entry and permissions, the Commission registered share issues and prospectuses for JSC “ZNVCIF PRIMARIS” and JSC “ZNVCIF SVITOVIT”, approved the draft charter and share issue registration for JSC “ZNVCIF KING”, and terminated the licence of FC EXKOMBUD-INVEST LLC.
Ukraine National Commission on Securities and Stock Market 2025-08-08
Ukraine National Commission on Securities and Stock Market advances rulemaking package on financial reporting, share issuance and OFAC-linked sanctions proposals
Ukraine’s National Commission on Securities and Stock Market (NSSMC) updated its financial sector development strategy and 2025 rulemaking plan, amending rules on financial statements and share issue regulations. It approved a draft law on property appraisal and aligned sanctions with the US Office of Foreign Assets Control. Additionally, the NSSMC made key appointments, registered share issues for several companies, and terminated a licence for FC EXKOMBUD-INVEST LLC.