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  • 2026-02-12CanadaFinancial Transactions and Reports Analysis Centre of Canada

    Financial Transactions and Reports Analysis Centre of Canada imposes CAD 107,250 penalty on Manor Windsor Realty for AML compliance regime failures

    The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) imposed a CAD 107,250 penalty on Manor Windsor Realty Ltd. for non-compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, citing failures in maintaining compliance policies, risk assessments, training programs, and program reviews. The penalty, part of FINTRAC's broader enforcement efforts, was issued on November 27, 2025.

    EnforcementSanctions & designationsAML and CFT
  • 2026-02-12CanadaPayments Canada

    Payments Canada amends ACSS rules to align with the Canadian Payments Act and support expanded membership

    Payments Canada has amended the Automated Clearing Settlement System (ACSS) rules, effective 9 February 2026, to align with the Canadian Payments Act and refine clearing and return-processing procedures. Key changes include expanded ACSS participation eligibility, a risk-based approach to affiliate restrictions, and tightened return procedures, alongside operational updates like retiring outdated references and updating interest calculations on default contributions.

    Policy & regulationRules & requirementsPayments and payment systems
  • 2026-02-12EuropeEuropean Banking Authority

    European Banking Authority issues Opinion on supervising crypto asset service providers when the PSD2 and MiCA no-action transition ends on 2 March 2026

    The European Banking Authority issued an Opinion advising national authorities on managing the end of the transition period under the Revised Payment Services Directive (PSD2) and Markets in Crypto-Assets Regulation (MiCA) on 2 March 2026. It outlines conditions for allowing crypto asset service providers to continue offering electronic money token services without a PSD2 licence and recommends cooperation with relevant enforcement authorities.

    Policy & regulationGuidance & interpretationLicensing framework and processPayments and payment systems
  • 2026-02-12MexicoCONDUSEF

    Mexico's National Commission for the Protection and Defense of Users of Financial Services reports Campeche 2025 complaints and MXN 6.4 million recovered for users

    Mexico's CONDUSEF reported MXN 6.4 million recovered from 2025 complaints in Campeche, with a 45.4% user-favourable resolution rate. Most complaints were managed electronically, involving credit cards, personal loans, and special credit reports. CONDUSEF emphasized its free procedures and digital channels, cautioning against paying intermediaries for claims processing.

    SupervisionRisk monitoring & watch pointsComplaints and dispute resolution
  • 2026-02-12United KingdomBank of England

    Bank of England finalises deletion of six COREP13 resolution reporting templates from 1 April 2026

    The Bank of England has confirmed it will delete six COREP13 resolution reporting templates with effect from 1 April 2026. The removed templates cover liabilities, own funds, intragroup interconnections, major counterparties and deposit insurance. Until RegData is updated, firms should file negative indicators for the deleted templates.

    Policy & regulationRules & requirementsRegulatory burden
  • 2026-02-12CroatiaMinistry of Finance (Croatia)

    Croatia's Ministry of Finance hosts Zagreb student panel with European Commissioner Albuquerque on the Savings and Investments Union

    Croatia’s Ministry of Finance hosted a panel discussion with European Commission Commissioner for Financial Services Marie Luís Albuquerque, focusing on the Savings and Investments Union initiative to enhance European capital markets and mobilize private savings. The discussion emphasized improving financial literacy and providing simple financial instruments to increase citizen participation and support EU strategic priorities.

    Policy & regulationReform agendas & prioritiesFinancial literacy and education
  • 2026-02-12United Arab EmiratesNational Anti-Money Laundering and Combating Financing of Terrorism and Financing of Illegal Organisations Committee (NAMLCFTC)

    United Arab Emirates Higher Committee approves proliferation financing risk assessment and three-year AML risk review cycle

    The United Arab Emirates Higher Committee approved the National Proliferation Financing Risk Assessment and a three-year cycle for updating the national AML/CFT risk assessment and strategy. National teams are preparing for the FATF mutual evaluation and its on-site visit in June. Authorities confiscated AED 5.4 billion in assets during 2025.

    Policy & regulationImplementation, projects & pilotsAML and CFT
  • 2026-02-12MoldovaNational Commission for Financial Markets

    Moldova's National Commission for Financial Markets reports MDL 1,445.73 million in 2025 primary issuance and a 52.3% rise in market capitalisation

    Moldova's National Commission for Financial Markets reported increased fundraising volumes and market capitalisation for 2025, with a notable concentration of secondary-market trading outside regulated venues. The International Stock Exchange of Moldova SA awaits CNPF authorisation to begin operations by 30 June 2026, while the voluntary pension fund by Aragonn Grup SA is under review.

    Data & statisticsMarket development
  • 2026-02-12GeorgiaNational Bank of Georgia

    National Bank of Georgia secures first-time access to the China Interbank Bond Market

    The National Bank of Georgia (NBG) has gained access to the China Interbank Bond Market (CIBM), allowing it to invest directly in China's onshore bond market. This access, formalized through an agreement with the People's Bank of China, includes trading, settlement, and custodial services. The NBG aims to use this opportunity to diversify international reserves and enhance risk management.

    Policy & regulationCooperationCross-border cooperation
  • 2026-02-12TürkiyeBanking Regulation and Supervision Agency

    Turkey's Banking Regulation and Supervision Agency publishes quarterly Turkish Banking Sector Main Indicators through December 2025

    Turkey's Banking Regulation and Supervision Agency released its quarterly "Turkish Banking Sector Main Indicators" for December 2025, detailing the sector's financial structure, asset and liability composition, capital adequacy, profitability, liquidity, and risk profile. The report, available in Turkish and English, emphasizes data integrity and comparability, with graphical presentations and breakdowns by ownership and functional groups.

    Data & statisticsFinancial and market indicatorsSupervisory data
  • 2026-02-12UkraineUkraine National Commission on Securities and Stock Market

    Ukraine National Commission on Securities and Stock Market launches Contribution financial literacy project for capital markets and investing

    The Ukraine National Commission on Securities and Stock Market has launched "Contribution," an educational project aimed at enhancing financial literacy on capital markets and investment by simplifying complex topics and offering verified information on market instruments. The portal will cover capital market functions, investment initiation, personal investment accounts, virtual asset industry developments, and investor protection.

    Financial literacy & educationFinancial literacy and education
  • 2026-02-12IrelandCentral Bank of Ireland

    Central Bank of Ireland Deputy Governor Madouros urges sustainably higher domestic investment over the next decade

    The Central Bank of Ireland's Deputy Governor Vasileios Madouros emphasized the need for increased domestic investment to support long-term economic success, highlighting the importance of sustainable policy, enhanced public investment, and stronger indigenous business dynamism. The speech also underscored the role of the EU’s Savings and Investment Union in unlocking capital and the necessity of careful fiscal choices and diverse financing.

    Policy & regulationReform agendas & prioritiesClimate risk and sustainable finance
  • 2026-02-12SerbiaNational Bank of Serbia

    NBS holds key policy rate steady at 5.75%

    The National Bank of Serbia held its key policy rate at 5.75 % (deposit 4.5 %, lending 7.0 %) on 12 February, citing December CPI of 2.7 %—below the 3 % midpoint of its 3 ± 1.5 pp target—and projecting inflation will stay within range through 2026 despite the expiry of the retail-margin cap. While flagging global uncertainties, the Board expects growth to accelerate on consumption, investment and the Serbia Expo 2027 programme and will set policy on a meeting-by-meeting basis, with updated forecasts due in the 19 February Inflation Report.

    Monetary policyPolicy rate decisionsMonetary policy decisions and developments
  • 2026-02-12SingaporeMonetary Authority of Singapore

    Monetary Authority of Singapore expands Equity Market Development Programme to SGD 6.5 billion

    The Monetary Authority of Singapore announced an increase in the Equity Market Development Programme from SGD 5 billion to SGD 6.5 billion, following the Budget 2026 decision to enhance the Financial Sector Development Fund. This expansion aims to support high-quality asset managers investing in Singapore equities and to boost third-party investment, with the next batch of managers expected to be appointed by mid-2026.

    Policy & regulationImplementation, projects & pilotsMarket development
  • 2026-02-12Hong KongHong Kong Securities & Futures Commission

    Hong Kong Securities and Futures Commission warns of phishing scams impersonating SFC personnel

    The Hong Kong Securities and Futures Commission (SFC) issued an alert about fraudsters impersonating the SFC in phishing emails targeting SFC-licensed corporations and the public, urging verification of communications through official channels and reporting suspicious activity to the SFC or Police.

    SupervisionAlertsFraud and scams
  • 2026-02-12Hong KongHong Kong Securities & Futures Commission

    Hong Kong Securities and Futures Commission secures false trading conviction and community service sentence for retail trader

    The Hong Kong Securities and Futures Commission announced that Mr. Ng Ka Hei was sentenced to 220 hours of community service and fined 117,715 HKD for false trading in shares of six Hong Kong-listed companies, with additional costs of 199,669 HKD for the SFC's investigation. The Eastern Magistrates’ Courts highlighted the seriousness of the offences, involving "scaffolding" and wash trading, but chose community service over imprisonment after reviewing a probation report.

    EnforcementInvestigations & enforcement actionsMarket abuse
  • 2026-02-12Hong KongHong Kong Monetary Authority

    Hong Kong Monetary Authority launches 2026 Unite to Fight Scams campaign and Horse Butler Chinese New Year e-lai-see stickers

    The Hong Kong Monetary Authority has launched its 2026 anti-fraud public education campaign, "Unite to Fight Scams," featuring a Kung Fu-themed music video and "Horse Butler" animated stickers to promote fraud awareness during Chinese New Year. The campaign warns against scams involving phishing QR codes in electronic red packets and emphasizes the use of secure payment systems while maintaining vigilance against fraud.

    Financial literacy & educationFraud and scams
  • 2026-02-12Hong KongHong Kong Monetary Authority

    Hong Kong Monetary Authority issues scam alert on fraudulent bank websites and phishing linked to Chong Hing Bank and Ant Bank Hong Kong

    The Hong Kong Monetary Authority issued a scam alert about fraudulent websites, fake banking login screens, and phishing emails linked to Chong Hing Bank and Ant Bank (Hong Kong), reminding the public that banks won't request sensitive information via hyperlinks. Affected individuals should contact the relevant bank and report incidents to the Crime Wing Information Centre of the Hong Kong Police.

    SupervisionAlertsFraud and scams
  • 2026-02-12ItalyItalian Institute for Insurance Supervision (IVASS)

    Italian Institute for Insurance Supervision warns of counterfeit surety bond policy drafts in the name of ADAC Versicherung AG

    The Italian Institute for Insurance Supervision (IVASS) issued a warning regarding counterfeit surety bond insurance policies falsely attributed to ADAC Versicherung AG. ADAC Versicherung AG, a Germany-based insurer supervised by BaFin, has disowned these policies and the associated fraudulent email addresses. IVASS advises consumers to verify the legitimacy of insurance quotes and contracts through its website before making payments.

    SupervisionAlertsFraud and scams
  • 2026-02-12CubaCentral Bank of Cuba

    Central Bank of Cuba details emergency measures including solar power investments and expanded digital payments to sustain banking services

    The Central Bank of Cuba announced emergency measures to maintain core banking services, focusing on energy self-sufficiency and adjusted hours. Prioritized services include pension and salary payments, deposits, and cash withdrawals, with increased digital channel use and the Ticket app for bookings. Credit facilities for photovoltaic systems and prioritization of international payments for essential imports are highlighted, alongside efforts to strengthen internal fraud controls.

    Policy & regulationImplementation, projects & pilotsOther
  • 2026-02-12South KoreaSouth Korea Financial Services Commission

    South Korea Financial Services Commission announces stricter KOSDAQ delisting rules including earlier market cap hikes and a new penny stock trigger

    South Korea's Financial Services Commission and the Korea Exchange announced measures to tighten KOSDAQ delisting rules, including stricter delisting triggers and a shorter review timeline, with some measures also applied to KOSPI. The intensive delisting management period begins immediately, with streamlined processes effective April 1, 2026, and strengthened standards from July 1, 2026.

    Policy & regulationRules & requirementsSecurities offerings and listings
  • 2026-02-12ParaguayCentral Bank of Paraguay

    Central Bank of Paraguay insurance supervisor marks 30 years and reiterates gradual rollout of risk based supervision

    The Central Bank of Paraguay used the 30th anniversary of its Insurance Superintendency to reiterate that it is gradually implementing risk based supervision and preparing related regulatory modernization. The update did not announce a specific new rule, but positioned the shift as part of a broader supervisory and technological overhaul. The bank also highlighted 2025 insurance penetration of 1.3% of GDP and insured capital of about USD 125 billion.

    SupervisionSupervision approach, priorities & toolkitSupervision process and methodologies
  • 2026-02-12CroatiaCroatian Financial Services Supervisory Agency

    Croatian Financial Services Supervisory Agency meets European Commissioner Albuquerque on Savings and Investments Union initiatives

    The Croatian Financial Services Supervisory Agency hosted European Commissioner Maria Luís Albuquerque to discuss priorities in capital markets, insurance, and pension funds under the Savings and Investments Union framework. The talks emphasized strengthening the European financial system's resilience and competitiveness while considering national market specificities. Hanfa Board President Ante Žigman highlighted the importance of cooperation with European institutions and proportionality in regulatory implementation.

    Policy & regulationCooperationCross-border cooperation
  • 2026-02-12PakistanSecurites & Exchange Commission of Pakistan

    Securities and Exchange Commission of Pakistan registers 3,881 new companies in January 2026 with near-total online incorporation via eZfile

    The Securities and Exchange Commission of Pakistan registered 3,881 new companies in January 2026, with 99.9% completed online via the eZfile system, totaling a paid-up capital of PKR 8.4 billion. Foreign investment was noted in 82 companies from 15 countries, including China, the U.S., and the U.K. Information technology and e-commerce sectors led new registrations, with Punjab recording the highest number of incorporations.

    Data & statisticsLicence approval
  • 2026-02-12Middle EastUnion of Arab Securities Authorities

    Union of Arab Securities Authorities and Qatar Financial Markets Authority deliver Doha training on bond investments

    The Union of Arab Securities Authorities and the Qatar Financial Markets Authority conducted a three-day training program in Doha on "Investments in Bonds," focusing on fixed-income instruments, pricing, risk management, and derivatives for financial services professionals.

    Policy & regulationImplementation, projects & pilotsCapacity building
  • 2026-02-12SwedenFinansinspektionen

    Sweden's Financial Supervisory Authority adds ten unauthorised firms to its warning list and warns about recovery company scams

    Sweden's Financial Supervisory Authority (FI) has added ten firms to its warning list for lacking authorization to provide financial services in Sweden and issued a consumer alert about recovery companies targeting fraud victims. FI highlighted a surge in complaints about scams promising fund recovery for an upfront fee and emphasized that legitimate entities do not demand advance payments for such services.

    SupervisionAlertsSanctions list update
  • 2026-02-12VietnamVietnam State Securities Commission

    Vietnam State Securities Commission launches consultation on economic-technical specifications for state-priced services at the Vietnam Stock Exchange and the Vietnam Securities Depository and Clearing Corporation

    Vietnam's Ministry of Finance and the Vietnam State Securities Commission are consulting on a draft circular to define the economic-technical characteristics of securities-sector services provided by the Vietnam Stock Exchange and the Vietnam Securities Depository and Clearing Corporation. The circular will address state-set service pricing.

    Policy & regulationRules & requirementsOther
  • 2026-02-12VietnamVietnam State Securities Commission

    Vietnam State Securities Commission cancels VND 1,555,200,000 tender for IT system implementation supervision consultancy

    The Vietnam State Securities Commission has cancelled a tender for a consultancy package to supervise its IT system due to all technical proposals failing to meet requirements. The package, budgeted at VND 1,555,200,000, was procured via a domestic open e-tender. The cancellation was published on Vietnam’s National Procurement Network System, citing Article 17(1) of Tendering Law No. 22/2023/QH15.

    Institutional developmentProcurement
  • 2026-02-12VietnamVietnam State Securities Commission

    Vietnam State Securities Commission instructs candidates to pay a VND 1,000,000 fee to complete issuance of securities practice certificates

    The Vietnam State Securities Commission requires individuals listed in an attached notice to pay a VND 1,000,000 fee for a securities practice certificate, per the Ministry of Finance’s Circular 25/2022/TT-BTC. Payments can be made via bank transfer to designated accounts or in person at the Commission. Failure to complete the certificate collection within one year will result in cancellation.

    Policy & regulationRules & requirementsLicensing and supervisory fees
  • 2026-02-12PeruCentral Bank of Peru

    BCRP holds policy rate steady at 4.25%

    Central Reserve Bank of Peru kept its policy rate at 4.25 % on 12 Feb 2026, saying inflation at 1.7 % y/y in January (core 2.0 %) sits near the 2 % midpoint of its 1–3 % target while activity stays around potential; overnight deposit (2.25 %) and repo/rediscount (4.75 % for initial drawings) rates were likewise held, with the Board pledging vigilance.

    Monetary policyPolicy rate decisionsMonetary policy decisions and developments
  • 2026-02-12United KingdomHM Treasury

    HM Treasury launches consultation on reforms to the Appointed Representatives regime including an FCA permission for principals and targeted FOS and SM&CR changes

    HM Treasury has launched a consultation to amend the UK legislative framework for Appointed Representatives (ARs), focusing on enhancing oversight by principal firms while maintaining the AR regime's benefits. Key proposals include an FCA "gateway" for principal firms, extending the Financial Ombudsman Service's jurisdiction, aligning AR conduct with the Senior Managers and Certification Regime, moving detailed requirements from legislation to FCA rules, and repealing FSMA section 39A on tied agents.

    Policy & regulationRules & requirementsOther
  • 2026-02-12KenyaKenya Capital Markets Authority

    Kenya Capital Markets Authority licenses Mema Asset Management as a fund manager and approves new sub-funds under CPF and Dyer and Blair collective investment schemes

    The Kenya Capital Markets Authority approved licensing and product registration applications, including granting Mema Asset Management Limited a fund manager licence. It also authorised the CPF Multi-Asset Special Fund under CPF Asset Managers Limited and three additional sub-funds under the Dyer & Blair Unit Trust Scheme. These approvals enable exposure to alternative investments and global markets.

    SupervisionAuthorisations & approvalsLicence approval
  • 2026-02-12QatarQatar Financial Markets Authority

    Court of Cassation upholds Qatar Financial Markets Authority decision to permanently deregister RPME Limited and fine QAR 5 million

    The Court of Cassation upheld the Qatar Financial Markets Authority's decision to impose disciplinary sanctions on RPME Limited. The sanctions include permanent removal from QFMA's lists, cancellation of registration, a QAR 5 million penalty, and notification to the Ministry of Commerce and Industry for further action.

    EnforcementSanctions & designationsAuditing
  • 2026-02-12EgyptEgypt Financial Regulatory Authority

    Egypt Financial Regulatory Authority extends insurers’ deadline to present annual financial statements to 30 April 2026

    The Egypt Financial Regulatory Authority has extended the deadline for insurance companies and pools to present their financial statements to general assembly meetings to 30 April 2026. This decision aligns with the earlier framework under Decision No. 3 of 2025, mandating the preparation of consolidated financial statements and related reports at least one month prior to the meetings.

    Policy & regulationRules & requirementsAccounting and financial reporting
  • 2026-02-12EgyptEgypt Financial Regulatory Authority

    Egypt Financial Regulatory Authority mandates annual professional liability insurance for non-banking financial firms with EGP 50m+ capital

    The Egypt Financial Regulatory Authority requires licensed non-banking financial companies with capital of EGP 50 million or more to maintain an annual insurance policy for professional liability risks of boards and executives. Under Decision No. 35 of 2026, the policy must be with an Egyptian insurer, renewed annually, and cover at least 5% of the company's average revenues over the past three years. Companies must disclose any policy changes to the authority and regularise their position within six months of the decision's enactment.

    Policy & regulationRules & requirementsLicensing framework and process
  • 2026-02-12ChileChile Financial Market Commission

    Chile's Financial Market Commission launches SOAP information campaign highlighting Jacinta Act coverage increases and faster death payouts

    Chile's Financial Market Commission launched an information campaign on Compulsory Personal Accidents Insurance (SOAP) under the Jacinta Act, effective 7 February 2026, highlighting increased benefits and reduced compensation timeframes. Maximum coverage for death and total permanent disability rises to UF 600, with partial permanent disability and medical expenses also increasing. The CMF encourages consumers to compare prices, with current rates up to CLP 12,130 for cars and CLP 81,200 for motorcycles.

    Financial literacy & educationOther
  • 2026-02-12United StatesOffice of the Comptroller of the Currency

    US Office of the Comptroller of the Currency releases baseline and severely adverse scenarios for 2026 Dodd-Frank Act stress tests

    The Office of the Comptroller of the Currency (OCC) released economic and financial market scenarios for the 2026 Dodd-Frank Act company-run stress tests. These scenarios, including baseline and severely adverse conditions, assess covered institutions' risk profiles and capital adequacy. The OCC emphasized the requirement for periodic stress tests under section 165(i)(2) of the Dodd-Frank Act, applicable to certain financial companies.

    Policy & regulationImplementation, projects & pilotsStress testing
  • 2026-02-12United Arab EmiratesCentral Bank of the UAE

    Central Bank of the United Arab Emirates joins Hong Kong’s Central Moneymarkets Unit in expanded cooperation with the Hong Kong Monetary Authority

    The Central Bank of the United Arab Emirates and the Hong Kong Monetary Authority held their third bilateral meeting in Abu Dhabi to enhance financial cooperation, with the UAE Central Bank joining Hong Kong’s Central Moneymarkets Unit. Discussions included cross-border debt market connectivity, digital assets, tokenisation, central bank digital currency, stablecoin regulation, and supply chain financing.

    Policy & regulationCooperationCross-border cooperation
  • 2026-02-12KuwaitKuwait Capital Markets Authority

    Kuwait Capital Markets Authority introduces multi-asset fund investment controls and amends collective investment scheme rules

    The Kuwait Capital Markets Authority issued Decision No. 18 of 2026, introducing investment controls for multi-asset funds and amending Executive Regulations for collective investment schemes, including fees and documentation. The decision revises Books One, Two, and Thirteen, updates the service fee schedule, and adds templates for foreign scheme marketing. Existing fund managers are exempt from aligning with fee schedule changes but may adopt new provisions with approval.

    Policy & regulationRules & requirements
  • 2026-02-12NamibiaNamibia Financial Institutions Supervisory Authority

    Namibia Financial Institutions Supervisory Authority launches second call for public input on revised Consumer Credit Bill with comments due 13 March 2026

    NAMFISA has issued a second call for public input on the revised Consumer Credit Bill, focusing on new or amended provisions. The Bill aims to regulate consumer credit transactions by promoting fairness, transparency, and responsible lending, requiring registration and compliance from credit providers, bureaus, and debt collectors. The revised draft follows a review with key ministries and the Bank of Namibia, incorporating feedback from the 2023/2024 consultation.

    Policy & regulationRules & requirementsConsumer and investor protection
  • 2026-02-12NorwayNorwegian Finanstilsynet

    Norwegian Financial Supervisory Authority flags anti-money laundering and brokerage control weaknesses at Meglergaarden AS and reports 25 delayed buyer guarantees

    The Norwegian Financial Supervisory Authority (Finanstilsynet) identified deficiencies in Meglergaarden AS's risk assessments and procedures under the Real Estate Brokerage Act and Anti-Money Laundering Act. Key issues included inadequate risk coverage, oversight of trainee brokers, and gaps in anti-money laundering controls. Meglergaarden AS plans to update procedures, enhance training, and improve documentation and compliance measures.

    SupervisionReviews, inspections & stress testsAML and CFTCompliance
  • 2026-02-12NorwayNorwegian Finanstilsynet

    Norwegian Financial Supervisory Authority publishes 2025 supervision reports highlighting AML, crypto oversight and digital resilience

    The Norwegian Financial Supervisory Authority has published its 2025 supervisory reports, detailing oversight activities in financial-sector firms and markets, including supervision, analysis, licensing, and regulatory development. The reports highlight cross-cutting themes such as economic risk monitoring, anti-money laundering measures, European cooperation, crypto regulation, digital resilience, and the regulatory sandbox.

    SupervisionSupervision approach, priorities & toolkitSupervision process and methodologies
  • 2026-02-12ArgentinaArgentina Securities Commission (CNV)

    Argentina Securities Commission broadens exceptions for agents to issue individually issued negotiable securities and sets 6 April 2026 system deadline

    The Argentina Securities Commission (CNV) issued General Resolution No. 1107, amending the issuance and trading regime for Individually Issued Negotiable Securities (VNEI) to clarify the operational framework. The resolution introduces exceptions allowing certain agents to act as issuers or drawers of VNEI, including those registered as ALyC Participante Directo, ALyC Integral – Agroindustrial, AN RUCA, financial institutions, and for MiPyME Electronic Credit Invoices and VNEI traded in the guaranteed segment.

    Policy & regulationRules & requirementsSecurities offerings and listings
  • 2026-02-12IndiaIndia International Financial Services Centres Authority

    India International Financial Services Centres Authority approves draft Pension Fund Regulations for IFSC voluntary retirement schemes

    The India International Financial Services Centres Authority approved draft IFSCA (Pension Fund) Regulations, 2026, proposing a framework for pension products in the International Financial Services Centre. The draft allows Pension Fund Managers to offer voluntary pension schemes with options for investment approaches, healthcare benefits, and a comprehensive withdrawal and governance framework.

    Policy & regulationRules & requirements
  • 2026-02-12PalestinePalestine Capital Market Authority

    Palestine Capital Market Authority issues urgent warning on organised investment scams spread via social media and text messages

    The Palestine Capital Market Authority warned of organized financial fraud targeting the public and investors, with global losses in the tens of billions of USD. These scams often originate from fake messages or social media, promising benefits through AI and unlicensed trading. The authority advises using only official channels for investment-related contact and reporting suspicious activities to the authority and security agencies.

    SupervisionAlertsFraud and scams
  • 2026-02-12MalaysiaMalaysia Securities Commission

    Malaysia Securities Commission appoints LC Wakaful Digital as first Social Exchange Platform operator ahead of 19 February 2026 go-live

    The Malaysia Securities Commission appointed LC Wakaful Digital Sdn Bhd as the first Social Exchange Platform operator to establish Impakrintas, supporting donation-based social impact financing. Phase 1, launching on 19 February 2026, will enable direct cash donations to approved non-profits, with tax benefits under the Income Tax Act 1967, initially onboarding six organisations focusing on healthcare, education, food security, livelihoods, and sustainability.

    SupervisionAuthorisations & approvalsMarket development
  • 2026-02-12GlobalOECD

    OECD Economic Survey of the Philippines forecasts GDP growth rising to 5.1% in 2026 and urges pro-competition and formal employment reforms

    The OECD's first Economic Survey of the Philippines forecasts GDP growth to rise to 5.1% in 2026 and 5.8% in 2027, with inflation at 2.6% and 3.0% respectively, within the central bank's target range. The report emphasizes the need for stronger competition, fiscal prudence, and climate action, recommending reforms in fiscal policy, productivity, labour, and climate measures to sustain growth and improve economic conditions.

    Policy & regulationReform agendas & prioritiesEconomic data and developments
  • 2026-02-12TaiwanTaiwan Financial Services Commission

    Taiwan Financial Services Commission reports December 2025 payment market statistics with 60.49 million effective credit cards and 37.65 million e-payment users

    The Taiwan Financial Services Commission released end-December 2025 statistics for credit cards, cash cards, and electronic payment institutions, highlighting 60.49 million effective credit cards with a delinquency ratio of 0.24%, and 200.14 million stored value cards with balances of TWD 15.74 billion. Non-cash payment transactions for 2025 totaled 8.727 billion, amounting to TWD 8.74 trillion.

    Data & statisticsFinancial and market indicatorsSupervisory data
  • 2026-02-12TaiwanCentral Bank of Taiwan

    Central Bank of Taiwan approves E.Sun Commercial Bank to issue foreign currency negotiable certificates of deposit and President Securities to engage in non-principal protected structured products

    The Central Bank of Taiwan approved new foreign exchange activities for E.Sun Commercial Bank and President Securities in January 2026, promoting market liberalization and internationalization. E.Sun can issue foreign currency denominated negotiable certificates of deposit, while President Securities can engage in non-principal protected structured products linked to foreign currency equity options.

    SupervisionAuthorisations & approvalsLicence approval
  • 2026-02-12ChinaChina Banking and Insurance Regulatory Commission

    China Banking and Insurance Regulatory Commission publishes fourth quarter 2025 indicators showing CNY 480tn banking assets and a 1.50% commercial bank NPL ratio

    The China Banking and Insurance Regulatory Commission's Q4 2025 data shows continued expansion in the banking and insurance sectors, with banking financial institutions' assets reaching CNY 480 trillion, an 8.0% increase year on year, and a stable non-performing loan ratio of 1.50%. Insurance companies' assets grew to CNY 41.3 trillion, up 15.1% from the start of the year, with solvency adequacy ratios exceeding regulatory standards.

    Data & statisticsFinancial and market indicatorsSupervisory data
  • 2026-02-12SamoaCentral Bank of Samoa

    Central Bank of Samoa opens tender for communications adviser with proposals due 27 February 2026

    The Central Bank of Samoa seeks a Communications Adviser to enhance its communications strategy, focusing on financial literacy and public understanding of financial products and policies. Proposals are due by 27 February 2026, with clarifications requested by 25 February 2026.

    Institutional developmentProcurementFinancial literacy and education
  • 2026-02-12GuineaCentral Bank of the Republic of Guinea

    Central Bank of the Republic of Guinea publishes 2023 audited accounts with unmodified opinion and monetary gold counterparty uncertainty

    The Central Bank of the Republic of Guinea published KPMG’s audit report on its 2023 financial statements, which carries an unmodified opinion under the bank’s accounting framework. The auditor highlighted, without qualifying the opinion, uncertainty over monetary gold held with a processing provider that failed to return a deposit, for which the bank maintained a GNF 888.51 billion provision. The bank reported a 2023 net loss of GNF 871.63 billion.

    Data & statisticsActivity and performance reporting
  • 2026-02-12Dominican RepublicSuperintendencia del Mercado de Valores de la Republica Dominicana

    Superintendency of the Securities Market of the Dominican Republic highlights USD 195 billion 2025 market mobilisation and investment-grade objective at AMCHAMDR forum

    Superintendent Ernesto Bournigal of the Dominican Republic's Superintendency of the Securities Market emphasized the securities market's role in investment and macroeconomic stability at an AMCHAMDR and Primma Advisors event. He noted over USD 195 billion mobilised in 2025, with custody nearing USD 49 billion. The event also covered global capital trends and opportunities in Dominican corporate credit, with major financial institutions participating.

    OtherMarket development
  • 2026-02-12United StatesU.S. Securities & Exchange Commission

    U.S. Securities and Exchange Commission secures jury verdict against CryptoFX salesperson Ismael Sanchez for securities fraud and registration violations

    The U.S. Securities and Exchange Commission announced that a jury in the United States District Court for the Southern District of Texas found Ismael Sanchez liable for securities fraud and registration violations related to his role in the CryptoFX Ponzi scheme, which targeted approximately 40,000 investors. Sanchez's Chicago office raised tens of millions of dollars, with funds misused for Ponzi payments, commissions, and personal expenses.

    EnforcementInvestigations & enforcement actionsFraud and scams
  • 2026-02-12United StatesCommodity Futures Trading Commission

    Commodity Futures Trading Commission appoints members of its Innovation Advisory Committee

    The Commodity Futures Trading Commission announced the membership of its Innovation Advisory Committee, which will advise on innovation in derivatives and commodity markets, focusing on technologies like artificial intelligence and blockchain. Chairman Michael S. Selig sponsors the committee, with Michael Passalacqua as the designated federal officer.

    Policy & regulationImplementation, projects & pilotsArtificial intelligenceBlockchain and distributed ledger technology
  • 2026-02-12United StatesFederal Reserve Bank of New York

    Federal Reserve Bank of New York reports no Federal Reserve foreign exchange intervention in October to December 2025 while U.S. Treasury intervened

    The Federal Reserve Bank of New York's quarterly report to the U.S. Congress revealed no Federal Reserve intervention in foreign exchange markets during Q4 2025, while the U.S. Treasury did intervene. The U.S. dollar depreciated 0.4% in Q4, contributing to a 7.2% cumulative depreciation in 2025, driven by movements against emerging market currencies and influenced by narrowing interest rate differentials and Federal Reserve policy expectations.

    Monetary policyMonetary policy instruments & operationsForeign exchange policy and markets
  • 2026-02-12United StatesU.S. Senate Committee on Banking, Housing and Urban Affairs

    U.S. Senate Committee on Banking, Housing and Urban Affairs questions SEC Chair Paul Atkins on withdrawn enforcement cases and crypto dismissals

    At a U.S. Senate Committee hearing, Elizabeth Warren challenged SEC Chair Paul Atkins over reduced SEC enforcement and investor protections, citing fewer actions and penalties. Warren linked case withdrawals to presidential clemency and Trump donations, while Atkins disputed her claims, noting the impact of pardons and stating the SEC hadn't released enforcement data.

    Policy & regulationOtherCorporate governance
  • 2026-02-12United StatesU.S. Financial Services Committee

    U.S. House Committee on Financial Services leaders ask HUD for inspection and enforcement details on troubled public housing authorities

    The U.S. House Committee on Financial Services leadership sent a letter to the Department of Housing and Urban Development (HUD) Secretary Scott Turner, expressing concerns over unsafe conditions in public housing and seeking details on HUD's oversight of public housing authorities. The letter emphasizes the need for timely inspections, accountability, and transparency, and requests information on inspection practices and enforcement actions.

    Policy & regulationOther
  • 2026-02-12United StatesFederal Reserve Bank of Atlanta

    Federal Reserve Bank of Atlanta announces three Legal Department promotions effective 1 February

    The Federal Reserve Bank of Atlanta has promoted Dwight Blackwood to senior vice president and managing counsel, Alan Faircloth to vice president and counsel-practice leader, and Rebecca Wasserman to vice president, ethics officer, and counsel-practice leader in its Legal Department. Blackwood will oversee legal matters for Supervision and Regulation, employment, procurement, facilities, and discount window operations, while Faircloth will serve as key legal counsel for Supervision and Regulation and continue his risk, privacy, and training roles. Wasserman will lead ethics compliance, retain privacy officer responsibilities, and oversee litigation, intellectual property, Credit and Risk legal support, and training.

    Institutional developmentLeadership change & appointmentsHiring and recruitment
  • 2026-02-11Hong KongHong Kong Insurance Authority

    Hong Kong Insurance Authority consults on Risk-based Capital rule changes including infrastructure investment incentives and crypto asset treatment

    The Hong Kong Insurance Authority has initiated a public consultation on proposed amendments to the Insurance (Valuation and Capital) Rules to enhance the Risk-based Capital Regime, bolstering Hong Kong's global competitiveness and infrastructure financing. Key proposals include preferential capital treatment for infrastructure investments, revised capital requirements for general business, and adjustments for indexed universal life business, crypto assets, and stablecoins, with comments due by 10 March 2026.

    Policy & regulationRules & requirementsCapital adequacyStablecoins
  • 2026-02-11IndiaReserve Bank of India

    Reserve Bank of India consults on comprehensive rules for advertising, marketing and sales of financial products by banks and NBFCs

    The Reserve Bank of India issued draft amendment directions for public comment to establish comprehensive guidelines for advertising, marketing, and selling financial products and services, including third-party offerings. The framework, which includes updates to Responsible Business Conduct directions and the Reserve Bank of India (Undertaking of Financial Services) Directions, 2025, is open for feedback until March 4, 2026.

    Policy & regulationRules & requirementsSales and distribution
  • 2026-02-11IndiaReserve Bank of India

    Reserve Bank of India withdraws 2021 grievance redress mechanism circular for scheduled commercial banks to avoid duplication with updated disclosures and ombudsman rules

    The Reserve Bank of India has repealed its January 2021 instructions on grievance redress mechanisms for scheduled commercial banks, excluding regional rural banks, consolidating complaint-related disclosures into the Master Direction on Financial Statements and enhancing customer compensation under the Reserve Bank–Integrated Ombudsman Scheme, 2026. This withdrawal does not affect banks' existing obligations under current regulatory and supervisory instructions.

    Policy & regulationRules & requirementsComplaints and dispute resolution
  • 2026-02-11AlbaniaMinistry of Finance (Albania)

    Albania's Ministry of Finance reviews ALL 3 billion agricultural sovereign guarantee scheme with commercial banks

    The Ministry of Finance (Albania) held a meeting with commercial banks, the Bank of Albania, and the Ministry of Agriculture and Rural Development to assess the Sovereign Guarantee Scheme for agriculture and the Micro, Small and Medium Business Financing Programme. Discussions centered on improving credit transmission and access to finance for farmers and MSMEs, with a focus on operational issues and outreach efforts.

    Policy & regulationImplementation, projects & pilotsOther
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank’s Schnabel calls for a 28th regime to unlock Single Market scale for EU firms

    European Central Bank Executive Board member Isabel Schnabel, in a Vienna lecture, advocated for a "28th regime" to unify European corporate frameworks, aiming to reduce fragmentation and enhance firm growth across the EU. The regime would offer a voluntary, digital incorporation process under a single set of rules, addressing regulatory barriers and promoting productivity by facilitating firm expansion and technology diffusion.

    Policy & regulationReform agendas & prioritiesMarket development
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank outlines closer cooperation with the European Anti-Money Laundering Authority to integrate ML/TF risks into prudential supervision

    The European Central Bank's Supervisory Board Chair plans to enhance cooperation with the European Anti-Money Laundering Authority (AMLA) and other supervisors to integrate money laundering and terrorist financing risks into prudential assessments, reducing duplication across the EU. A June 2025 Memorandum of Understanding with AMLA was highlighted, with AMLA assuming direct supervision of higher-risk institutions from 2028, and addressing digitalisation-driven vulnerabilities, particularly in the crypto-asset sector.

    SupervisionCooperationAML and CFTDomestic cooperation
  • 2026-02-11UzbekistanCentral Bank of the Republic of Uzbekistan

    Central Bank of the Republic of Uzbekistan signs cooperation memorandum with the Central Bank of Armenia on monetary policy, payments and supervision

    The Central Bank of the Republic of Uzbekistan signed a memorandum with the Central Bank of Armenia to enhance cooperation in monetary policy, payment systems, financial technologies, and supervision of financial institutions, including SupTech and RegTech. The agreement includes professional dialogue and information exchange, emphasizing legality, effectiveness, and confidentiality.

    Policy & regulationCooperationCross-border cooperation
  • 2026-02-11UzbekistanCentral Bank of the Republic of Uzbekistan

    Central Bank of the Republic of Uzbekistan to develop roadmap after Karakalpakstan dialogue with entrepreneurs on banking service issues

    The Central Bank of the Republic of Uzbekistan's Chairman, Timur Ishmetov, engaged in a dialogue with entrepreneurs in Karakalpakstan to address banking and financial-sector challenges, including financial service shortcomings. A roadmap will be developed to address the proposals and issues raised.

    Policy & regulationCooperationMarket development
  • 2026-02-11Czech RepublicCzech National Bank

    Czech National Bank issues first six MiCA authorisations for crypto-asset service providers amid 248 applications

    The Czech National Bank (CNB) issued the first six authorizations for crypto-asset service providers under the EU Markets in Crypto-Assets Regulation (MiCA) from 248 applications, with further applications to be processed within statutory deadlines. Acting as the competent authority since February 2025, the CNB emphasizes that authorization does not guarantee investment safety and focuses on risk management, internal controls, and organizational arrangements, utilizing AI tools to manage high application volumes.

    SupervisionAuthorisations & approvalsLicence approval
  • 2026-02-11BrazilCentral Bank of Brazil

    Central Bank of Brazil launches Geotec project to train stakeholders in satellite and geospatial tools for rural credit and Proagro oversight

    The Central Bank of Brazil launched the Geotec project, funded by Germany–Brazil Cooperation, to enhance monitoring of rural credit operations and the Agricultural Activity Guarantee Programme using geotechnologies and satellite imagery. It aims to improve risk assessment and oversight efficiency by employing remote sensing and cross-referencing financial and territorial data.

    Policy & regulationImplementation, projects & pilotsSupervision process and methodologies
  • 2026-02-11AngolaAngola Capital Markets Commission

    Angola Capital Markets Commission approves registration of ALPHA 1 private-subscription venture capital fund

    The Angola Capital Markets Commission approved the registration of ALPHA 1, a private-subscription venture capital fund managed by KASSAI CAPITAL – SGOIC, S.A., with Banco de Negócios Internacional, S.A. as the depositary. The fund will invest in equity and debt instruments, provide shareholder loans, and engage in financial operations related to its investment activities.

    SupervisionAuthorisations & approvalsLicence approval
  • 2026-02-11IrelandDepartment of Finance (Ireland)

    Ireland's Department of Finance welcomes Credit Review Bill becoming law and establishing the Credit Review Service as a statutory body

    Ireland's Department of Finance enacted the Credit Review Bill, establishing the Credit Review Service as an independent body for SMEs and farmers denied bank credit. The Act allows future extension to non-bank lenders, with the Service reviewing declined credit applications up to EUR 3 million and issuing non-binding recommendations to banks.

    Policy & regulationRules & requirementsSME financing
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank interview sets out Cyprus banking recovery lessons and earlier NPL provisioning expectations for smaller banks

    The European Central Bank published an interview with Supervisory Board member George Ioannou on Cyprus's banking recovery since the 2013 crisis, highlighting improved asset quality and efforts to tighten non-performing loan (NPL) supervisory frameworks. It notes the Central Bank of Cyprus's pioneering LSI provisioning calendar and emphasizes the need for robust cross-border cooperation and completion of the banking union amid increased merger and acquisition activity.

    SupervisionSupervision approach, priorities & toolkitAsset qualitySupervision process and methodologies
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank working paper finds higher catastrophe insurance coverage reduces GDP losses from disasters

    The European Central Bank's working paper highlights that higher catastrophe insurance coverage mitigates GDP impacts from climate-related disasters, warning that declining coverage could exacerbate future losses. It underscores a significant climate insurance protection gap in the European Union and suggests policy measures to enhance insurance penetration and resilience solutions.

    ResearchClimate risk and sustainable finance
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank working paper finds stronger institutions and lighter regulation could lift EU high-tech investment by up to 50%

    The European Central Bank's working paper highlights that EU economies invest less in high-tech sectors than the U.S. due to institutional governance and regulatory burdens, suggesting reforms could narrow this gap. The study uses indices to measure institutional and regulatory quality, estimating potential increases in high-tech and AI-intensive sector investments if EU countries improve their indicators to the EU frontier.

    ResearchFintech and insurtechRegulatory burden
  • 2026-02-11BelgiumBelgium Financial Services and Markets Authority

    Belgium Financial Services and Markets Authority warns against 40 newly identified online lenders offering fake credit to Belgian consumers

    The Belgium Financial Services and Markets Authority (FSMA) has issued a warning about 40 unauthorized lenders promoting fraudulent credit schemes online, often involving unsolicited offers with unusually favorable terms and upfront fees, which result in financial loss for consumers. The FSMA advises verifying lender authorization and being cautious of offers that require payments before credit is granted.

    SupervisionAlertsFraud and scams
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank updates wage tracker and revises 2026 negotiated wage growth to 2.4%

    The European Central Bank updated its wage tracker, indicating negotiated wage growth should level off below 3% by end-2026, with a revised headline reading of 3.2% for 2025 and 2.4% for 2026. The tracker, which smooths one-off payments, shows less cross-country wage pressure dispersion in 2026, and the forward-looking horizon will extend to Q1 2027 in the July 2026 release.

    Data & statisticsEconomic data and developments
  • 2026-02-11United KingdomFinancial Conduct Authority

    Financial Conduct Authority finalises rules to regulate Deferred Payment Credit Buy Now Pay Later from 15 July 2026

    The Financial Conduct Authority (FCA) released PS26/1, detailing final rules to regulate Deferred Payment Credit (DPC) products under the FCA consumer credit regime from 15 July 2026. The framework includes conduct, creditworthiness, and reporting requirements for DPC lenders, while merchants brokering DPC agreements remain exempt. Firms must register for the Temporary Permissions Regime by 1 July 2026 to continue offering DPC post-Regulation Day.

    Policy & regulationRules & requirementsBNPL
  • 2026-02-11EuropeEuropean Central Bank

    European Central Bank appoints Thomas Broeng Jorgensen as Director General overseeing specialised and less significant banks

    The European Central Bank has appointed Thomas Broeng Jorgensen as Director General for Specialised Institutions and Less Significant Institutions, effective 1 March 2026, succeeding Patrick Amis. Jorgensen, who joined the ECB in 2014, has been Deputy Director General for the supervision of systemic and international banks since 2021.

    Institutional developmentLeadership change & appointmentsLeadership change and appointments
  • 2026-02-11British Virgin IslandsBritish Virgin Islands Financial Services Commission

    British Virgin Islands Financial Services Commission publishes Q4 2025 Statistical Bulletin and lists February 2026 outreach events

    The British Virgin Islands Financial Services Commission published its Q4 2025 Statistical Bulletin and announced in-person events for February 2026, including "Meet The Regulator" sessions in the British Virgin Islands and Panama, and a roundtable in London.

    Data & statisticsOther
  • 2026-02-11AustraliaAustralian Securities & Investments Commission

    Australian Securities and Investments Commission bans former MWL adviser Neil McPherson for four years over Shield Master Fund superannuation advice

    The Australian Securities and Investments Commission (ASIC) has banned Melbourne-based financial adviser Neil McPherson for four years, effective 5 February 2026, for providing inappropriate advice and recommending high-risk investments. ASIC found him not fit and proper, and clients of MWL Financial Services Pty Ltd are advised to lodge complaints with the Australian Financial Complaints Authority by 25 August 2026.

    EnforcementSanctions & designations
  • 2026-02-11AustraliaAustralian Prudential Regulation Authority

    Australian Prudential Regulation Authority outlines heightened-risk supervisory actions including high DTI mortgage cap and AUD 50 million Bendigo Bank capital add-on

    The Australian Prudential Regulation Authority (APRA) is intensifying supervision across banking, insurance, and superannuation due to geopolitical, cyber, and operational risks, and household leverage concerns. Key actions include a cap on high debt-to-income home lending, targeted cybersecurity measures for superannuation trustees, and enforcement actions in superannuation and banking, with further steps planned in climate vulnerability assessment and bank prudential framework consultations.

    SupervisionSupervision approach, priorities & toolkitClimate risk and sustainable finance
  • 2026-02-11CanadaOntario Securities Commission

    Ontario Securities Commission appoints Jeff Allsop, Rick Byers, Deborah Starkman and Georgia Woods to its Board for two-year terms

    The Ontario Securities Commission appointed Jeff Allsop, Rick Byers, Deborah Starkman, and Georgia Woods to its Board of Directors for two-year terms, emphasizing their diverse expertise in financial services, capital markets, technology, and digital transformation. Board Chair Kevan Cowan and CEO Grant Vingoe highlighted the importance of their backgrounds and strong corporate governance amid global economic challenges.

    Institutional developmentLeadership change & appointmentsLeadership change and appointments
  • 2026-02-11United StatesNational Credit Union Administration

    United States' National Credit Union Administration proposes framework for permitted payment stablecoin issuer approvals under the GENIUS Act

    The National Credit Union Administration (NCUA) proposed a rule to establish an approval framework for applicants to become permitted payment stablecoin issuers under the GENIUS Act, aiming to meet the July 18 congressional deadline. The proposal is open for public comment until April 13, 2026, and further details are available on NCUA's Financial Technology and Digital Assets Resource Page.

    Policy & regulationRules & requirementsStablecoins
  • 2026-02-11United StatesFederal Reserve Bank of Kansas City

    Federal Reserve Bank of Kansas City publishes Oklahoma Economist analysing hiring slowdown amid low unemployment

    The Oklahoma City Branch of the Federal Reserve Bank of Kansas City reports a historic hiring slowdown in Oklahoma, driven by demand-related constraints and economic uncertainty, while unemployment remains low. The analysis attributes the slowdown to business cycle factors rather than structural changes, with limited use of artificial intelligence as a hiring substitute.

    Research
  • 2026-02-11United StatesFederal Reserve Bank of New York

    Federal Reserve Bank of New York report finds CDFI assets down 3% and institution count down 6% through Q2 2025

    The Federal Reserve Bank of New York's updated report on the Community Development Financial Institution (CDFI) sector reveals a 3% asset decline and a 6% reduction in the number of institutions from Q4 2023 to Q2 2025, primarily due to fewer CDFI-certified credit unions. As of Q2 2025, 1,378 certified CDFIs held USD 446 billion in assets, with credit unions comprising 62% of this total.

    ResearchFinancial and market indicatorsSupervisory data
  • 2026-02-11ZimbabweSecurities & Exchange Commission of Zimbabwe

    Securities & Exchange Commission of Zimbabwe cancels two investment adviser licences following voluntary surrender

    The Securities & Exchange Commission of Zimbabwe cancelled the investment adviser licences of Nolands Advisory Services Private Limited and Pax Prosperitas Advisory Private Limited following voluntary surrender. Both cancellations took effect on Jan. 13, 2026.

    SupervisionAuthorisations & approvalsLicence withdrawal
  • 2026-02-11United StatesU.S. Senate Committee on Banking, Housing and Urban Affairs

    U.S. Senate Committee on Banking, Housing and Urban Affairs releases Trump CYBERCOM and NSA nominee Joshua Rudd’s responses warning China is seeking advanced US AI chips

    The U.S. Senate Committee on Banking, Housing and Urban Affairs minority released a statement from Ranking Member Elizabeth Warren and responses from Lieutenant General Joshua Rudd, nominee to lead U.S. Cyber Command and the National Security Agency, highlighting concerns over China's pursuit of advanced American AI chips for military use. Warren emphasized efforts to tighten export controls, including the bipartisan GAIN AI Act and oversight actions under the Export Control Reform Act, to prioritize U.S. buyers and restrict exports.

    Policy & regulationReform agendas & prioritiesArtificial intelligence
  • 2026-02-11United StatesNational Futures Association

    National Futures Association orders Spartan Asset Group to withdraw from membership and bars reapplication

    The National Futures Association (NFA) has ordered Spartan Asset Group LLC to withdraw from membership following allegations of using deficient promotional material, violating NFA Compliance Rules 2-29 and 2-4. The order was issued by an NFA Hearing Panel after a complaint by the Business Conduct Committee and a settlement offer from Spartan.

    EnforcementInvestigations & enforcement actionsCompliance
  • 2026-02-11United StatesNew York State Department of Financial Services

    New York State Department of Financial Services highlights Governor Hochul proposals to lower auto insurance premiums by tightening fraud and liability rules

    The New York State Department of Financial Services outlined Governor Kathy Hochul’s proposals to lower auto insurance costs in New York, focusing on anti-fraud measures, liability reforms, and litigation threshold adjustments. Key initiatives include enhancing fraud prevention, expanding prosecutorial powers, revising damages and liability rules, and requiring insurers to notify policyholders of rate changes and offer discounts for safe driving.

    Policy & regulationRules & requirementsFraud and scams
  • 2026-02-11EuropeEuropean Banking Federation

    European Banking Federation urges European Council to accelerate financial sector simplification to boost competitiveness

    The European Banking Federation has urged European Council President António Costa to expedite financial sector simplification, emphasizing the need for a coherent regulatory framework to enhance banks' capital deployment and support strategic growth. The letter, sent ahead of the EU leaders’ retreat, highlights the role of Europe’s bank-financed economy in funding innovation, sustainability, and security, while maintaining financial stability.

    Policy & regulationReform agendas & prioritiesRegulatory burdenMarket development
  • 2026-02-11CanadaPayments Canada

    Payments Canada progresses Real-Time Rail into user acceptance and resilience testing and adds new payment service provider members

    Payments Canada released its 2026 Q1 update on the Real-Time Rail (RTR) project, highlighting progress in real-time payments and ongoing testing phases, including user acceptance, performance, security, and resilience testing. The update also notes the onboarding of new payment service providers and the expansion of an always-on environment with centralized fraud capabilities.

    Policy & regulationImplementation, projects & pilotsPayments and payment systems
  • 2026-02-11LuxembourgLuxembourg Commission de Surveillance du Secteur Financier

    Luxembourg Commission de Surveillance du Secteur Financier sets 2026 DORA register of information submission process and extends filing to third-country branches

    The Luxembourg CSSF has issued instructions for the 2026 submission of the DORA register, covering ICT service arrangements for entities not under ECB supervision. Third-country branches must submit their register by 31 December 2025 via the CSSF’s eDesk Portal, with validation checks on additional data fields. Entities are advised to submit early for corrections.

    SupervisionRegulatory reporting
  • 2026-02-11United StatesU.S. Securities & Exchange Commission

    U.S. Securities and Exchange Commission chairman orders comprehensive review of the Consolidated Audit Trail and outlines Project Crypto with the Commodity Futures Trading Commission

    SEC Chairman Paul S. Atkins, in testimony before the U.S. House Financial Services Committee, outlined plans to streamline public-company reporting, develop a federal framework for crypto markets, and refocus enforcement on fraud and investor harm. He highlighted a comprehensive review of the Consolidated Audit Trail, supported the CLARITY Act for digital assets, and noted significant cost reductions in the CAT and PCAOB budgets.

    Policy & regulationReform agendas & prioritiesAccounting and financial reportingRegulatory burden